Alpha Architect and NLSI Top the Specialty ETF Charts

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Weekly Channel Summary

The EQ: Specialty ETF channel currently encompasses 79 ETFs across 54 issuers, managing a total of $15.3 billion in assets. Over the past week, the category experienced mild net outflows totaling -$5M. However, the longer-term trend remains firmly positive, with the channel attracting $1.16B in Year-to-Date (YTD) inflows and an impressive $3.47B over the past year.

This Week’s Performance Leaders and Laggards

This week, both categories within the specialty equity space posted negative returns, but Equity: Specialty – Long | Short fared better, dipping just -0.54% Week-to-Date (WTD) and clinging to a positive 0.12% return for the year. Conversely, Equity: Specialty – Hedged was the primary laggard, dropping -1.51% for the week and pushing its YTD performance further into the red at -2.89%.

Category Performance Snapshot

Category WTD 1 Month 3 Month 6 Month YTD 1 Year
Equity: Specialty – Long | Short -0.54% -3.02% 0.30% 1.10% 0.12% 9.26%
Equity: Specialty – Hedged -1.51% -4.55% -2.90% -0.99% -2.89% 12.03%

Top & Bottom 5 ETFs by Weekly Performance

On an individual fund level, the NLSI (NEOS Long/Short Equity Income ETF) claimed the top spot with a strong 2.72% WTD return. On the other end of the spectrum, UPSD (Aptus Large Cap Upside ETF) and LBAY (Leatherback Long/Short Alternative Yield ETF) faced the steepest declines, shedding -3.95% and -3.86%, respectively.

Ticker Fund Name WTD Performance
Top Performers
NLSI NEOS Long/Short Equity Income ETF 2.72%
PCR Simplify VettaFi Private Credit Strategy ETF 1.67%
SHRT Gotham Short Strategies ETF 1.44%
IALT iShares Systematic Alternatives Active ETF 1.36%
VAMO Cambria Value & Momentum ETF 0.96%
Bottom Performers
UPSD Aptus Large Cap Upside ETF -3.95%
LBAY Leatherback Long/Short Alternative Yield ETF -3.86%
HFEQ Unlimited HFEQ Equity Long/Short ETF -2.77%
PRAE PlanRock Alternative Growth ETF -2.73%
HBTA Horizon Expedition Plus ETF -2.69%

Analyzing the Weekly Flows

The channel saw minor net outflows of -$5M this week. The Equity: Specialty – Long | Short category was the bright spot, gathering $3M in fresh capital to bring its total AUM to $4.6B. Conversely, the Equity: Specialty – Hedged category experienced the largest outflows, shedding -$8M over the five-day period.

Category Flows Summary

Category Fund Count AUM 5 Day 30 Day 90 Day YTD 1 Year
Equity: Specialty – Long | Short 27 $4.6B $3M $172M $674M $657M $958M
Equity: Specialty – Hedged 52 $10.8B -$8M $65M $703M $499M $2,512M

Top & Bottom 5 ETFs by 5-Day Flow

At the fund level, the CAOS (Alpha Architect Tail Risk ETF) led the pack, pulling in a solid $15M in new assets. Conversely, the QBER (TrueShares Quarterly Bear Hedge ETF) and PRAE (PlanRock Alternative Growth ETF) suffered the largest redemptions, losing -$26M and -$11M, respectively.

Ticker Fund Name 5-Day Flow
Inflows
CAOS Alpha Architect Tail Risk ETF $15M
HELO JPMorgan Hedged Equity Laddered Overlay ETF $11M
BTAL AGF U.S. Market Neutral Anti-Beta Fund $9M
CLSE Convergence Long/Short Equity ETF $8M
FTLS First Trust Long/Short Equity ETF $4M
Outflows
QBER TrueShares Quarterly Bear Hedge ETF -$26M
PRAE PlanRock Alternative Growth ETF -$11M
ORR Militia Long/Short Equity ETF -$10M
HELS Hedgeye 130/30 Equity ETF -$6M
HEQT Simplify Hedged Equity ETF -$6M

Issuer League Table Update

JPMorgan and First Trust maintain their dominant positions in the specialty equity space, controlling 26.82% and 13.91% of the market share, respectively. In terms of weekly asset gathering, Alpha Architect led all issuers with $15M in inflows, while TrueShares faced the stiffest headwinds, recording -$25M in net outflows.

Top 5 Issuers by AUM

Brand Fund Count AUM AUM Market Share
JPMorgan 3 $4.11B 26.82%
First Trust 1 $2.13B 13.91%
Fidelity 2 $0.84B 5.49%
Alpha Architect 2 $0.65B 4.25%
Simplify 5 $0.62B 4.02%

Top & Bottom 3 Issuers by 5-Day Flow

Brand 5-Day Flow
Inflows
Alpha Architect $15M
JPMorgan $11M
AGF $9M
Outflows
TrueShares -$25M
PlanRock -$11M
Militia -$10M

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Disclosures

This material is for informational purposes only and should not be considered investment advice. All investments, including ETFs, involve risk, including the possible loss of principal. Investors should consider their investment objectives, risks, charges, and expenses carefully before investing.

This analysis was developed by the team at ETF Action. We leverage advanced AI tools to assist in the drafting and refinement of our content, based on our expert prompts, direction, and final review.